DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ilg Private Wealth, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nils Alain NolanHornor, Townsend & Kent, LLC BD affiliatedIlg Private Wealth, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 1, 2019Mar 29, 2019
John Howard IannucciHorter Investment Management, LLC independent RIAIlg Private Wealth, Inc. state registeredRIA to a state-registered adviserApr 19, 2018Mar 28, 2018
James Bernard PlummerCsenge Advisory Group, LLC independent RIAIlg Private Wealth, Inc. state registeredRIA to a state-registered adviserApr 16, 2018Apr 25, 2018
Joseph Mccarrell PiszczorCsenge Advisory Group, LLC independent RIAIlg Private Wealth, Inc. state registeredRIA to a state-registered adviserApr 16, 2018May 9, 2018
Roger Paul BedillionCsenge Advisory Group, LLC independent RIAIlg Private Wealth, Inc. state registeredRIA to a state-registered adviserApr 16, 2018Jun 12, 2018 (57 d)
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5 moves match.