DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Napatree Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Harvard Kinnie | People'S United Advisors, Inc. bank affiliated | Napatree Capital LLC independent RIA | Other | Aug 28, 2023 | Aug 22, 2023 |
| Jacqueline Steczkowski | Essex Financial Services, Inc. independent RIA | Napatree Capital LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jun 15, 2023 (349 d) |
| Matthew Russell Landon | LPL Financial LLC BD affiliated | Napatree Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2021 | Jan 7, 2021 |
| Jeffrey Michael Liguori | People'S Securities, Inc. other | Napatree Capital LLC independent RIA | Other | Mar 12, 2018 | Mar 15, 2018 |
| Aaron Michael Simmons | Strategicpoint Investment Advisors LLC other | Napatree Capital LLC independent RIA | Other | Mar 15, 2011 | Nov 15, 2024 (4994 d) |
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5 moves match.