DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bentley Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Paul Rodger | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Bentley Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2022 | Dec 4, 2023 (641 d) |
| Arthur Lambi | Commonwealth Financial Network national BD | Bentley Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 11, 2018 | Oct 23, 2018 |
| David Paul Disanto | 1st Global Advisors Inc BD affiliated | Bentley Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 12, 2018 | Jun 12, 2018 |
| Peter Michael Gervais | 1st Global Advisors Inc BD affiliated | Bentley Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 12, 2018 | Aug 3, 2018 (52 d) |
Page 1 of 1
4 moves match.