DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Melissa Matson LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mario Ben Sena | Foundations Investment Advisors LLC independent RIA | Melissa Matson LLC state registered | RIA to a state-registered adviser | Oct 2, 2023 | Jan 11, 2024 (101 d) |
| Melissa Hope Matson | Kovack Advisors, Inc. BD affiliated | Melissa Matson LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 27, 2018 | Sep 12, 2018 |
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2 moves match.