DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sheets Smith Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Steven Tesler | Bpo Capital, LLC no RAUM | Sheets Smith Investment Management, LLC independent RIA | Other | Aug 9, 2021 | Sep 24, 2021 (46 d) |
| Kyle Martin Fritz | Integrated Wealth Concepts LLC independent RIA | Sheets Smith Investment Management, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Sep 24, 2021 (86 d) |
| Zolly Cornell Bowden | Sheets Smith Wealth Management independent RIA | Sheets Smith Investment Management, LLC asset manager | Other | Mar 4, 2020 | Feb 25, 2020 |
| Gregory Cornell Bowden | Sheets Smith Wealth Management independent RIA | Sheets Smith Investment Management, LLC asset manager | Other | Mar 4, 2020 | Feb 25, 2020 |
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4 moves match.