DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Family Legacy Planning

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Hurley ProsserThrivent Investment Management Inc. BD affiliatedFamily Legacy Planning independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2023Dec 1, 2023
David Craig WelbornAe Wealth Management, LLC independent RIAFamily Legacy Planning independent RIARIA to RIAMar 17, 2020Jun 21, 2018
Frederick William MillerAe Wealth Management, LLC independent RIAFamily Legacy Planning independent RIARIA to RIADec 21, 2018Dec 17, 2018
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3 moves match.