DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kore Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Carl TheesfeldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIADec 1, 2021Jan 3, 2022 (33 d)
Jeremy WittenbergLeucadia Asset Management LLC mixed wealthKore Private Wealth, LLC independent RIARIA to RIAMar 29, 2021Aug 17, 2021 (141 d)
Eric Scott BodnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIAJun 7, 2018Sep 17, 2018 (102 d)
Adam H KatzMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIAJun 7, 2018Sep 6, 2018 (91 d)
Jennie F SowersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIAJun 7, 2018Sep 6, 2018 (91 d)
Benjamin Stephen SaxMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIAJun 7, 2018Sep 7, 2018 (92 d)
Andrea ZilliMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIAJun 5, 2018Aug 24, 2021 (1176 d)
Boris D YuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseKore Private Wealth, LLC independent RIAWirehouse to independent RIAJun 5, 2018Nov 18, 2020 (897 d)
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8 moves match.