DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Generations Wealth Planning LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Terry John Hastings | Nfsg Corporation BD affiliated | Generations Wealth Planning LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2019 | Apr 1, 2019 |
| Kevin M Lyons | Hayden Royal independent RIA | Generations Wealth Planning LLC no RAUM | RIA to a newly registered adviser | Jul 11, 2018 | Apr 23, 2018 |
| Robert Emmett Lyons | Hayden Royal independent RIA | Generations Wealth Planning LLC no RAUM | RIA to a newly registered adviser | Jul 10, 2018 | Apr 25, 2018 |
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3 moves match.