DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ellerbrock-Norris Wealth Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Seth Cave | Raymond James & Associates, Inc. national BD | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 15, 2024 |
| Benjamin G Hanssen | Raymond James Financial Services Advisors, Inc BD affiliated | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2022 | Mar 25, 2022 |
| Jamie Lynn Slaughter | Buckingham Strategic Wealth, LLC BD affiliated | Ellerbrock-Norris Wealth Strategies LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2019 | Jun 18, 2019 |
| Ryan Lee Brott | Td Ameritrade Investment Management, LLC independent RIA | Ellerbrock-Norris Wealth Strategies LLC independent RIA | RIA to RIA | Dec 22, 2017 | May 22, 2018 (151 d) |
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4 moves match.