DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sky Alpha Asset Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elvis Amable Rodriguez | Nfsg Corporation BD affiliated | Sky Alpha Asset Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2023 | Jun 14, 2023 |
| Michael Jay Shatsky | Oppenheimer & Co. Inc. BD affiliated | Sky Alpha Asset Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2018 | Aug 23, 2018 |
| Alex Lee | Oppenheimer & Co. Inc. BD affiliated | Sky Alpha Asset Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2018 | Aug 21, 2018 |
| John Entenberg | Morgan Stanley wirehouse | Sky Alpha Asset Advisors independent RIA | Wirehouse to independent RIA | Jun 6, 2018 | Aug 12, 2019 (432 d) |
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4 moves match.