DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Waterrock Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard L Atha | Center Street Advisors, Inc. independent RIA | Waterrock Wealth Management independent RIA | RIA to RIA | Jan 23, 2023 | May 11, 2023 (108 d) |
| Christopher Paul Prien | Questar Asset Management, Inc. BD affiliated | Waterrock Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2018 | Jun 1, 2018 (119 d) |
| Diana Mae Atha | Onpointe Advisory And Financial Services, LLC other | Waterrock Wealth Management independent RIA | Other | Dec 16, 2014 | Aug 15, 2023 (3164 d) |
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3 moves match.