RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Christopher Paul Prien
- Professional profile
- linkedin.com/in/christopher-prien-9646ab17?utm_source=share&utm_campaireportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Waterrock Wealth Management independent RIA currentsince Jun 1, 2018 · Albuquerque, Nm
- Questar Asset Management, Inc. formerJul 8, 2016 to Feb 2, 2018 · Albuquerque, Nm
- Financial Partners, LLC independent RIAMay 4, 2015 to May 20, 2016 · Santa Fe, Nm
- Pnc Managed Account Solutions, Inc. formerSep 11, 2012 to May 4, 2015 · Albuquerque, Nm
- Wells Fargo Advisors wirehouseApr 18, 2011 to Aug 17, 2012 · Rio Rancho, Nm
- Pruco Securities, LLC no RAUMJun 22, 2009 to Jan 14, 2011 · Albuquerque, Nm
- Edward Jones national BDNov 12, 2008 to May 18, 2009 · Albuquerque, Nm
- Thornburg Investment Management Inc asset managerFeb 17, 2006 to Nov 4, 2008 · Santa Fe, Nm
- New York Life Investment Management LLC asset managerApr 11, 2005 to Feb 9, 2006 · Parsippany, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 3, 2004 to Apr 1, 2004 · Albuquerque, Nm
- Questar Asset Management, Inc. to Waterrock Wealth Managementleft Feb 2, 2018, registered Jun 1, 2018 (119 days) · Affiliated broker-dealer or bank to independent RIA
- Financial Partners, LLC to Questar Asset Management, Inc.left May 20, 2016, registered Jul 8, 2016 (49 days) · Other
- Pnc Managed Account Solutions, Inc. to Financial Partners, LLCleft May 4, 2015, registered May 4, 2015 (0 days) · Other
- Wells Fargo Advisors to Pnc Managed Account Solutions, Inc.left Aug 17, 2012, registered Sep 11, 2012 (25 days) · Other
- Pruco Securities, LLC to Wells Fargo Advisorsleft Jan 14, 2011, registered Apr 18, 2011 (94 days) · Other
- Edward Jones to Pruco Securities, LLCleft May 18, 2009, registered Jun 22, 2009 (35 days) · Other
- Thornburg Investment Management Inc to Edward Jonesleft Nov 4, 2008, registered Nov 12, 2008 (8 days) · Other
- New York Life Investment Management LLC to Thornburg Investment Management Incleft Feb 9, 2006, registered Feb 17, 2006 (8 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to New York Life Investment Management LLCleft Apr 1, 2004, registered Apr 11, 2005 (375 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address