DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Souders Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Winfield Roy GeigerRaymond James Financial Services Advisors, Inc BD affiliatedSouders Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 10, 2025Jul 25, 2025 (45 d)
Catherine C ZainoAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Philip Steven ScottAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Rodney Tracey FlanneryAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Clark Alan EngleAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC independent RIARIA to RIAAug 20, 2019Aug 25, 2019
Matthew Luke BerningFidelity Personal And Workplace Advisors BD affiliatedSouders Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2019Jul 23, 2019
Ryan Pat BonaventuraAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 14, 2018Jun 21, 2018
David Francis TreftAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 19, 2018
Brian Patrick GiestingAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 21, 2018
Paul Ferris SolomonAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 21, 2018
Michael Anthony SoudersAdvantage Investment Management, LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 11, 2018Jun 21, 2018
Brian Patrick SchwederLPL Financial LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 6, 2018Jun 21, 2018
Thomas Knight MaceyLPL Financial LLC independent RIASouders Financial Advisors, LLC no RAUMRIA to a newly registered adviserJun 6, 2018Jun 21, 2018
Daniel Edward SoudersLPL Financial LLC otherSouders Financial Advisors, LLC no RAUMOtherJun 11, 2013Jun 19, 2018 (1834 d)
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14 moves match.