DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Wellness Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Michael Dyer | Bridge Advisory LLC independent RIA | Retirement Wellness Group institutional | Other | Jun 15, 2022 | Apr 12, 2019 |
| Tammy Nguyen Lee | Bridge Advisory LLC independent RIA | Retirement Wellness Group institutional | Other | Dec 13, 2019 | Jul 10, 2019 |
| Maren Cuykendall | Bridge Advisory LLC independent RIA | Retirement Wellness Group no RAUM | RIA to a newly registered adviser | Jul 5, 2018 | Jul 5, 2018 |
| Schuyler Oda Mann | M Holdings Securities, Inc. BD affiliated | Retirement Wellness Group institutional | Other | May 31, 2018 | Jan 1, 2025 (2407 d) |
| Beau Geste D'Silva | M Holdings Securities, Inc. BD affiliated | Retirement Wellness Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2018 | Jul 13, 2018 (43 d) |
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5 moves match.