DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Horst & Graben Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick A Yaghoobians | Morgan Stanley wirehouse | Horst & Graben Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Feb 2, 2021 | Mar 2, 2021 |
| Casey Edward Cleveland | Cgc Financial Services independent RIA | Horst & Graben Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Oct 5, 2018 | Jun 29, 2018 |
| Jamieson Logan Grabenhorst | Cgc Financial Services independent RIA | Horst & Graben Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Oct 5, 2018 | Jun 29, 2018 |
| Megan Margarete Richardson | Cgc Financial Services independent RIA | Horst & Graben Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Oct 5, 2018 | Jun 29, 2018 |
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4 moves match.