DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ellsworth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Derek N SpencerStratos Wealth Partners, Ltd BD affiliatedEllsworth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2026Mar 4, 2026
Christopher Michael PradoRaymond James Financial Services Advisors, Inc BD affiliatedEllsworth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2024May 6, 2024
David John JakubowskiMorgan Stanley wirehouseEllsworth Advisors, LLC independent RIAWirehouse to independent RIAJun 10, 2021Oct 21, 2021 (133 d)
Patrick Aaron JusticeDemming Financial Services Corp. independent RIAEllsworth Advisors, LLC independent RIARIA to RIANov 20, 2020Nov 5, 2020
Michael Maxwell SchindlerLPL Financial LLC independent RIAEllsworth Advisors, LLC no RAUMRIA to a newly registered adviserOct 12, 2018Oct 8, 2018
Kelly Michael KuennenLPL Financial LLC independent RIAEllsworth Advisors, LLC no RAUMRIA to a newly registered adviserSep 21, 2018Sep 25, 2018
Brett David BaskinStratos Wealth Partners, Ltd independent RIAEllsworth Advisors, LLC no RAUMRIA to a newly registered adviserSep 10, 2018Sep 25, 2018
Timothy Banks ClepperStratos Wealth Partners, Ltd independent RIAEllsworth Advisors, LLC no RAUMRIA to a newly registered adviserJul 23, 2018Sep 4, 2018 (43 d)
Michelle Marie SchwabWestern International Securities otherEllsworth Advisors, LLC independent RIAOtherMay 5, 2017Nov 9, 2018 (553 d)
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9 moves match.