DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oriental Financial Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joel Martinez NavarroPopular Securities, LLC mixed wealthOriental Financial Services LLC independent RIARIA to RIAApr 9, 2025May 21, 2025 (42 d)
Vicente Andres GarciaEquitable Advisors, LLC national BDOriental Financial Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 13, 2023Feb 14, 2023 (32 d)
Mariela TorresVauban Wealth Management independent RIAOriental Financial Services LLC independent RIARIA to RIAMay 31, 2022Jun 2, 2022
Casto Miguel ColldelrioUBS Financial Services Inc. wirehouseOriental Financial Services LLC independent RIAWirehouse to independent RIAMay 27, 2022Jul 29, 2022 (63 d)
Mayra Alejandra Corrada FernandezUBS Financial Services Inc. wirehouseOriental Financial Services LLC mixed wealthWirehouse to independent RIADec 31, 2013Jan 25, 2019 (1851 d)
Sandra RamosWells Fargo Advisors wirehouseOriental Financial Services LLC otherOtherJul 22, 2011Dec 7, 2015 (1599 d)
Guillermo SantiagoWells Fargo Advisors wirehouseOriental Financial Services LLC otherOtherDec 7, 2010Dec 8, 2015 (1827 d)
Lorenzo A Delgado BustamanteAmerant Investments, Inc. otherOriental Financial Services LLC otherOtherOct 15, 2007Dec 7, 2015 (2975 d)
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8 moves match.