DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Advisor Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Fred Kent BrockmanFamily Wealth Planning Partners independent RIACapital Advisor Network independent RIARIA to RIADec 20, 2023Jan 6, 2026 (748 d)
Kerwin Michael KelleyBrookstone Financial state registeredCapital Advisor Network independent RIAOtherJan 3, 2020Jan 30, 2019
James Browning MoerdykBrookstone Capital Management LLC independent RIACapital Advisor Network independent RIARIA to RIAMar 18, 2019Mar 18, 2019
William Paul EvansBrookstone Capital Management LLC independent RIACapital Advisor Network independent RIARIA to RIAAug 24, 2018Aug 24, 2018
Peter Kevin JohnsonCenter Street Advisors, Inc. BD affiliatedCapital Advisor Network independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2018Jul 17, 2018
Jared Johnson WickesCenter Street Advisors, Inc. BD affiliatedCapital Advisor Network independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2018Jul 17, 2018
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6 moves match.