DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Epic Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Jo Galbraith | Raymond James Financial Services Advisors, Inc BD affiliated | Epic Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Apr 14, 2022 |
| Mark Timothy Arra | Avantax Advisory Services BD affiliated | Epic Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2021 | Jan 25, 2021 |
| Valery Lynn Oswald | Raymond James & Associates, Inc. national BD | Epic Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2018 | Jul 12, 2018 |
| Rick Marlon Hadrava | Raymond James & Associates, Inc. national BD | Epic Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2018 | Jul 12, 2018 |
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4 moves match.