DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Croak Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Connell | Ameritas Advisory Services, LLC BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2026 | Mar 12, 2026 |
| Faith T Kieninger | Voya Financial Advisors, Inc. BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2024 | Jan 2, 2024 |
| Jeremy Alan Hartle | Transamerica Financial Advisors, LLC BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2021 | Dec 7, 2021 |
| James E. Burnor | MML Investors Services, LLC BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2019 | Aug 7, 2019 |
| Timothy Robert Croak | Ameritas Advisory Services BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2018 | Jul 25, 2018 |
| Eric Timothy Croak | Ameritas Advisory Services BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2018 | Jul 25, 2018 |
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6 moves match.