DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Trust Direct Indexing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kent Mark Forkner | Daintree Advisors LLC independent RIA | First Trust Direct Indexing no RAUM | Other | Jan 6, 2022 | Dec 6, 2018 |
| David Lee Beatty | Daintree Advisors LLC independent RIA | First Trust Direct Indexing no RAUM | Other | Jan 6, 2022 | Dec 6, 2018 |
| Richard Willson Ranck | Eventide Asset Management, LLC asset manager | First Trust Direct Indexing independent RIA | Other | Dec 31, 2019 | May 30, 2019 |
| Dennis R Hammond | Sunpointe Investments independent RIA | First Trust Direct Indexing independent RIA | RIA to RIA | May 13, 2019 | May 9, 2019 |
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4 moves match.