DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Spectrum Wealth Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Konner L Christie | Goldman Sachs Wealth Services, L.P. BD affiliated | Spectrum Wealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2023 | Jan 1, 2025 (475 d) |
| Mario Landeros | Allworth Financial, L.P. BD affiliated | Spectrum Wealth Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Mar 30, 2023 (115 d) |
| Michael Rutherford Thompson | The Wealth Consulting Group independent RIA | Spectrum Wealth Advisory Group, LLC independent RIA | RIA to RIA | Jan 3, 2019 | Jan 30, 2019 |
| Kenneth Lee Christie | The Wealth Consulting Group independent RIA | Spectrum Wealth Advisory Group, LLC no RAUM | RIA to a newly registered adviser | Jan 2, 2019 | Sep 21, 2018 |
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4 moves match.