DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compound Family Offices, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Joseph Henry Devine | Truist Advisory Services, Inc. BD affiliated | Compound Family Offices, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2020 | Sep 21, 2020 (35 d) |
| Scott Frederick Gurr | Gfo Advisory Services, LLC other | Compound Family Offices, LLC no RAUM | Other | Dec 31, 2017 | Jan 15, 2019 (380 d) |
| Erik Charles Popham | Gfo Advisory Services, LLC other | Compound Family Offices, LLC no RAUM | Other | Dec 31, 2017 | Jan 15, 2019 (380 d) |
| Kristina B Bryn | Gfo Advisory Services, LLC other | Compound Family Offices, LLC independent RIA | Other | Dec 31, 2017 | Jul 30, 2020 (942 d) |
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4 moves match.