DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cavu Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jelveh PedrazaLaurel Wealth Advisors, Inc. independent RIACavu Wealth Management independent RIARIA to RIAMay 13, 2020Apr 28, 2020
Cheryl Lynn SeifertCapital Financial Consultants Group, Inc. independent RIACavu Wealth Management independent RIARIA to RIAFeb 28, 2020Jan 4, 2019
Michael Shawn WynnsCapital Financial Consultants Group, Inc. independent RIACavu Wealth Management independent RIARIA to RIAFeb 28, 2020Jan 4, 2019
Cory William DenherderCapital Financial Consultants Group, Inc. independent RIACavu Wealth Management independent RIARIA to RIAFeb 28, 2020Jan 4, 2019
Scott Christopher ClementsHayes Investment Management unclassifiedCavu Wealth Management independent RIAOtherDec 31, 2018Feb 6, 2020 (402 d)
Phillip Al JonesIndependent Financial Group, LLC otherCavu Wealth Management independent RIAOtherMar 13, 2012Jan 4, 2019 (2488 d)
Charles Benjamin DenherderIndependent Financial Group, LLC otherCavu Wealth Management independent RIAOtherJul 18, 2011Jan 4, 2019 (2727 d)
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7 moves match.