DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lakeshore Financial Planning Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Darren Craig Brennan | Kaydan Wealth Management, Inc. independent RIA | Lakeshore Financial Planning Inc. independent RIA | RIA to RIA | Aug 24, 2026 | Aug 19, 2026 |
| Jeffrey Francis Brayton | Raymond James Financial Services Advisors, Inc BD affiliated | Lakeshore Financial Planning Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Nov 19, 2018 |
| Richard John Davenport | Raymond James Financial Services Advisors, Inc BD affiliated | Lakeshore Financial Planning Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jul 2, 2026 (2740 d) |
| Melissa Alice Fradenburg | Raymond James Financial Services Advisors, Inc BD affiliated | Lakeshore Financial Planning Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Nov 19, 2018 |
| Mark Edward Romin | Raymond James Financial Services Advisors, Inc BD affiliated | Lakeshore Financial Planning Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2018 | Nov 19, 2018 |
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5 moves match.