DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Trufp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary LeporeFocus Partners Wealth, LLC independent RIATrufp independent RIARIA to RIAApr 23, 2026Jul 17, 2026 (85 d)
Carolyn Louise FlournoyPatton Albertson Miller Group, LLC independent RIATrufp independent RIARIA to RIAJan 5, 2022Jan 19, 2022
Patrick Sturmer PaxtonCambridge Investment Research Advisors, Inc. BD affiliatedTrufp independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 2, 2019
Kenneth Julian BellavanceCambridge Investment Research Advisors, Inc. BD affiliatedTrufp independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 2, 2019
Andrew Bruce CastleberryCambridge Investment Research Advisors, Inc. BD affiliatedTrufp independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 2, 2019
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5 moves match.