DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Main Street Investors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harold Wayne Roe | Hornor, Townsend & Kent, LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2024 | Oct 6, 2025 (294 d) |
| Daniel John Wilson | Hornor, Townsend & Kent, LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2022 | Nov 15, 2022 |
| Stephen H Stark | Park Avenue Securities LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2019 | Jun 30, 2022 (1274 d) |
| Charles Youree | Park Avenue Securities LLC BD affiliated | Main Street Investors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2018 | Jan 1, 2026 (2586 d) |
Page 1 of 1
4 moves match.