DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lighthouse Wealth Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bergen R PalmerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLighthouse Wealth Strategies, LLC independent RIAWirehouse to independent RIAJan 26, 2026Feb 4, 2026
Karsten Jon CaviezelWells Fargo Advisors wirehouseLighthouse Wealth Strategies, LLC independent RIAWirehouse to independent RIASep 21, 2022Sep 14, 2022
Kelly Roy CaviezelWells Fargo Advisors wirehouseLighthouse Wealth Strategies, LLC independent RIAWirehouse to independent RIASep 21, 2022Sep 14, 2022
Megan Anne HayesWells Fargo Advisors wirehouseLighthouse Wealth Strategies, LLC independent RIAWirehouse to independent RIASep 21, 2022Sep 14, 2022
Ronald James BartonSowell Management independent RIALighthouse Wealth Strategies, LLC no RAUMOtherMar 25, 2021Feb 21, 2019
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5 moves match.