DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Excel Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Michael Davey | Esi Financial Advisors BD affiliated | Excel Wealth Management, LLC institutional | Other | Oct 21, 2021 | Mar 2, 2022 (132 d) |
| Juan Alejandro Ramos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Excel Wealth Management, LLC institutional | Other | Aug 7, 2017 | Jun 23, 2022 (1781 d) |
| Paul Andrew Heyman | Msi Financial Services, Inc. other | Excel Wealth Management, LLC no RAUM | Other | Nov 8, 2016 | Feb 25, 2019 (839 d) |
| George Michael Morgenroth | Tlg Advisors, Inc. other | Excel Wealth Management, LLC institutional | Other | Dec 17, 2015 | Apr 28, 2022 (2324 d) |
| Edward Baroncini | Fsc Securities Corporation other | Excel Wealth Management, LLC no RAUM | Other | Dec 16, 2014 | Jan 28, 2019 (1504 d) |
| Robert Hollands Darrow | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Excel Wealth Management, LLC institutional | Other | Jul 7, 2009 | Jun 23, 2022 (4734 d) |
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6 moves match.