DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cimarron Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Lee Fangen | Financial Advocates Investment Management independent RIA | Cimarron Wealth Management, Inc. independent RIA | RIA to RIA | Sep 9, 2025 | Jul 11, 2025 |
| Todd Heasty | Strategic Financial Management, Inc unclassified | Cimarron Wealth Management, Inc. independent RIA | Other | Sep 20, 2022 | Aug 3, 2022 |
| Kevin Scott Sanderford | Mariner Advisor Network independent RIA | Cimarron Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Oct 18, 2019 | Jul 15, 2019 |
| Betty Jo Tomlinson | Mariner Advisor Network independent RIA | Cimarron Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Oct 18, 2019 | Jul 11, 2019 |
| Michael Jonathan Murphy | Mariner Advisor Network independent RIA | Cimarron Wealth Management, Inc. no RAUM | RIA to a newly registered adviser | Oct 18, 2019 | Jul 11, 2019 |
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5 moves match.