DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at US Capital Global Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arvind Saxena | Eagle Strategies LLC BD affiliated | US Capital Global Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 29, 2026 | Feb 24, 2026 |
| Erick Glenn Schenkhuizen | Zero Day Capital Enterprises LLC independent RIA | US Capital Global Wealth Management, LLC state registered | RIA to a state-registered adviser | Mar 25, 2025 | May 28, 2025 (64 d) |
| Ara Alexander Kachadourian | Zero Day Capital Enterprises LLC independent RIA | US Capital Global Wealth Management, LLC state registered | RIA to a state-registered adviser | Dec 12, 2024 | Dec 17, 2024 |
| Matthew M Jensen | Cutler Investment Group independent RIA | US Capital Global Wealth Management, LLC state registered | RIA to a state-registered adviser | Jul 25, 2024 | Oct 15, 2025 (447 d) |
| Lisa Grace Terk | Oppenheimer & Co. Inc. BD affiliated | US Capital Global Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 28, 2020 | Feb 28, 2022 (731 d) |
| Frank Aurelio Villarreal | US Capital Global Wealth Management LLC unclassified | US Capital Global Wealth Management, LLC state registered | Other | Aug 24, 2019 | Mar 28, 2019 |
| Donald Keo Doungpanya | US Capital Global Wealth Management LLC unclassified | US Capital Global Wealth Management, LLC state registered | Other | Aug 24, 2019 | Mar 27, 2019 |
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7 moves match.