DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gamma Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jose L Llanio Reyes | Morgan Stanley wirehouse | Gamma Asset Management LLC mixed wealth | Wirehouse to independent RIA | May 23, 2025 | Sep 23, 2025 (123 d) |
| Douglas James Roman | Legacy Investment Advisors, LLC state registered | Gamma Asset Management LLC other | Other | Nov 1, 2021 | Feb 2, 2022 (93 d) |
| Manuel Pelayo Troncoso Acebal | Creand Management other | Gamma Asset Management LLC other | Other | Jul 6, 2016 | Feb 5, 2021 (1675 d) |
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3 moves match.