DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hatcher Capital Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Morgan Ricketts | The Arkansas Financial Group, Inc. independent RIA | Hatcher Capital Investments, Inc. independent RIA | RIA to RIA | Apr 25, 2025 | Jul 16, 2025 (82 d) |
| Ann Katherine Ledyard | Ameriprise Financial Services, LLC national BD | Hatcher Capital Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Jun 12, 2025 (175 d) |
| Clay Mckinney | Edward Jones national BD | Hatcher Capital Investments, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 13, 2018 | Feb 1, 2019 (80 d) |
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3 moves match.