DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kowalski Financial Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Powell Koelsch | Ameriprise Financial Services, LLC national BD | Kowalski Financial Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Jun 21, 2023 (217 d) |
| Marc Richard Kowalski | Focus Financial independent RIA | Kowalski Financial Inc. independent RIA | RIA to RIA | Apr 2, 2019 | Oct 18, 2019 (199 d) |
Page 1 of 1
2 moves match.