DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
K••••••• F•••••••• I•••
Latest filing Jan 9, 2026
First filing on the tape Sep 14, 2020 · 9 filings
SEC status approved since Oct 13, 2020
RAUM
$202M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$202M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$202M as of Jan 9, 2026
Mar 26, 2021$114M then
HNW client RAUM$0 as of Jan 9, 2026
Mar 26, 2021$71.4M then
State-registered IARs (5.B.3)2 as of Jan 9, 2026
Mar 26, 20212 then
Employees (5.A)7 as of Jan 9, 2026
Mar 26, 20216 then
Private funds: no history
RAUM +15% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 9, 2026; every figure names its basis
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $275,634derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$202M100%
- Individual clients
- 166reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 733reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- M••• R•••••• K••••••• to N•••••••• P•••••••• L••Aug 27, 2026 · RIA to RIA
- M•••••• P••••• K•••••• to C••••••• P•••••••Dec 19, 2024 · RIA to RIA
Joined, latest
- M•••••• P••••• K•••••• from A••••••••• F•••••••• S•••••••• L••Jun 21, 2023 · Affiliated broker-dealer or bank to independent RIA
- M••• R•••••• K••••••• from F•••• F••••••••Oct 18, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• M•••• R•••••• · Presidentcontrolsince 09/2018 · owns 75% or more
- E••••••• M•••••••• L•• · Ccosince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 676 to 733Feb 28, 2025 to Jan 9, 2026
- Advisory activities · 2 to 3Feb 28, 2025 to Jan 9, 2026
- Individual clients · 161 to 166Feb 28, 2025 to Jan 9, 2026
- Assets in custody · 175800000.0 to unsetFeb 28, 2025 to Jan 9, 2026
- Custody of client assets · true to falseFeb 28, 2025 to Jan 9, 2026
- Discretionary RAUM · $176M to $202MFeb 28, 2025 to Jan 9, 2026
- Individual RAUM · $176M to $202MFeb 28, 2025 to Jan 9, 2026
- RAUM · $176M to $202MFeb 28, 2025 to Jan 9, 2026
- Accounts · 665 to 676Jan 30, 2024 to Feb 28, 2025
- Advisory employees · 1 to 2Jan 30, 2024 to Feb 28, 2025
- Individual clients · 165 to 161Jan 30, 2024 to Feb 28, 2025
- Assets in custody · $154M to $176MJan 30, 2024 to Feb 28, 2025
- Employees · 6 to 7Jan 30, 2024 to Feb 28, 2025
- Financial planning clients · 0 to 0Jan 30, 2024 to Feb 28, 2025
- State-registered IARs · 1 to 2Jan 30, 2024 to Feb 28, 2025
- Discretionary RAUM · $154M to $176MJan 30, 2024 to Feb 28, 2025
- Individual RAUM · $154M to $176MJan 30, 2024 to Feb 28, 2025
- RAUM · $154M to $176MJan 30, 2024 to Feb 28, 2025
- Accounts · 640 to 665Feb 8, 2023 to Jan 30, 2024
- Individual clients · 170 to 165Feb 8, 2023 to Jan 30, 2024
- Assets in custody · $355,000 to $154MFeb 8, 2023 to Jan 30, 2024
- Discretionary RAUM · $140M to $154MFeb 8, 2023 to Jan 30, 2024
- Individual RAUM · $140M to $154MFeb 8, 2023 to Jan 30, 2024
- RAUM · $140M to $154MFeb 8, 2023 to Jan 30, 2024
- Accounts · 624 to 640Feb 3, 2022 to Feb 8, 2023
- Individual clients · 160 to 170Feb 3, 2022 to Feb 8, 2023
- Assets in custody · $150M to $355,000Feb 3, 2022 to Feb 8, 2023
- Financial planning clients · 1-10 to 0Feb 3, 2022 to Feb 8, 2023
- Discretionary RAUM · $150M to $140MFeb 3, 2022 to Feb 8, 2023
- Individual RAUM · $150M to $140MFeb 3, 2022 to Feb 8, 2023
- RAUM · $150M to $140MFeb 3, 2022 to Feb 8, 2023
- Accounts · 592 to 624Mar 26, 2021 to Feb 3, 2022
- Advisory employees · 2 to 1Mar 26, 2021 to Feb 3, 2022
- HNW clients · 39 to 0Mar 26, 2021 to Feb 3, 2022
- Individual clients · 137 to 160Mar 26, 2021 to Feb 3, 2022
- Assets in custody · unset to 150000000.0Mar 26, 2021 to Feb 3, 2022
- Custody of client assets · false to trueMar 26, 2021 to Feb 3, 2022
- Financial planning clients · 101-250 to 1-10Mar 26, 2021 to Feb 3, 2022
- State-registered IARs · 2 to 1Mar 26, 2021 to Feb 3, 2022
- Discretionary RAUM · $114M to $150MMar 26, 2021 to Feb 3, 2022
Signals
4 dated events
- K••••••• F•••••••• I••• no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $202.0M)Sep 1, 2026 · Left the SEC roster · derived
- M••• R•••••• K••••••• left K••••••• F•••••••• I••• for N•••••••• P•••••••• L•• (registered 2026-07-15)Aug 27, 2026 · Advisor changed firm · fact
- M•••••• P••••• K•••••• left K••••••• F•••••••• I••• for C••••••• P••••••• (registered 2025-02-18)Dec 19, 2024 · Advisor changed firm · fact
- K••••••• F•••••••• I••• filed its initial SEC registration (Form ADV)Sep 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026