DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thompson Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Hines | Lowery Asset Consulting, LLC independent RIA | Thompson Capital Management, LLC other | Other | Sep 24, 2021 | Apr 21, 2021 |
| Michael Anthony Thompson | Kaizen Advisory, LLC asset manager | Thompson Capital Management, LLC no RAUM | Other | May 16, 2019 | Apr 2, 2019 |
| David Matthew Thompson | Kaizen Advisory, LLC asset manager | Thompson Capital Management, LLC no RAUM | Other | May 16, 2019 | May 14, 2019 |
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3 moves match.