DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dmj Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad Lewis Weatherman | Millennial Wealth Design unclassified | Dmj Wealth Advisors, LLC independent RIA | Other | Jul 28, 2020 | Aug 5, 2020 |
| William Bradford Mann | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2019 | Jun 28, 2019 |
| Jeffery Wen-Jun Hwang | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 28, 2019 | Jun 28, 2019 |
| Charles Elliott Carrick | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 27, 2019 | Jun 28, 2019 |
| Charles Gregory Carrick | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 17, 2019 | Jun 17, 2019 |
| Benjamin Gordon Bailey | Edward Jones national BD | Dmj Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Oct 9, 2019 (118 d) |
| Ralph Milton Howell | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 11, 2019 | Jun 11, 2019 |
| Michael Richard Gillis | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jun 3, 2019 |
| Charlie Lee Welborn | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jun 3, 2019 |
| Arthur M. Winstead | Concourse Financial Group Advisors BD affiliated | Dmj Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Jun 3, 2019 |
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10 moves match.