DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• G••••• B•••••

S•••• S••••• W••••• M•••••••••independent RIAGreensboro, NcIA-onlyIAPD 6983175

Certified Financial Planner

Feed of 09/14/2026

Also filed as B••••••• G••••• B•••••

At current firm

2 y

since Apr 30, 2024

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• S••••• W••••• M••••••••• independent RIA current
since Apr 30, 2024 · Greensboro, Nc
F••• D••••• A••••••• I••• institutional
Feb 4, 2022 to Apr 22, 2024 · Greensboro, Nc
B••••• P••••• A•••••••• L•• independent RIA
May 4, 2021 to Jan 3, 2022 · Newport Beach, Ca
D•• W••••• A•••••••• L•• former
Oct 9, 2019 to May 10, 2021 · Greensboro, Nc
E••••• J•••• national BD
Sep 24, 2018 to Jun 13, 2019 · Jamestown, Nc

Moves

a registration end followed by a registration begin elsewhere

F••• D••••• A••••••• I••• to S•••• S••••• W••••• M•••••••••
left Apr 22, 2024, registered Apr 30, 2024 (8 days) · Other
B••••• P••••• A•••••••• L•• to F••• D••••• A••••••• I•••
left Jan 3, 2022, registered Feb 4, 2022 (32 days) · Other
D•• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••
left May 10, 2021, registered May 4, 2021 (-6 days) · RIA to RIA · moved with a team
E••••• J•••• to D•• W••••• A•••••••• L••
left Jun 13, 2019, registered Oct 9, 2019 (118 days) · Affiliated broker-dealer or bank to independent RIA

Signals

B••••••• G••••• B••••• left F••• D••••• A••••••• I••• for S•••• S••••• W••••• M••••••••• (registered 2024-04-30)
Apr 22, 2024 · Advisor changed firm · fact
B••••••• G••••• B••••• left B••••• P••••• A•••••••• L•• for F••• D••••• A••••••• I••• (registered 2022-02-04)
Jan 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address