DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Qp Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Karen Heerwagen | Morgan Stanley wirehouse | Qp Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 14, 2019 | May 14, 2019 |
| James Wilk Lloyd | Morgan Stanley wirehouse | Qp Wealth Management, LLC independent RIA | Wirehouse to independent RIA | May 14, 2019 | Jan 29, 2025 (2087 d) |
| Thomas William Leidner | Morgan Stanley wirehouse | Qp Wealth Management, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 14, 2019 | May 14, 2019 |
| Whitney Coates Struble | Morgan Stanley wirehouse | Qp Wealth Management, LLC independent RIA | Wirehouse to independent RIA | May 14, 2019 | Dec 4, 2019 (204 d) |
Page 1 of 1
4 moves match.