DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Abbey Street
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Phillip Turcott | MML Investors Services, LLC BD affiliated | Abbey Street independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2026 | Mar 13, 2026 |
| Blake Brian Faust | Wipfli Financial Advisors, LLC independent RIA | Abbey Street independent RIA | RIA to RIA | Sep 27, 2022 | Nov 24, 2022 (58 d) |
| Nicholas John Famularo | Northwestern Mutual Investment Services,LLC no RAUM | Abbey Street independent RIA | Other | May 17, 2022 | Sep 22, 2022 (128 d) |
| Kyle Rocklyn Girard | Kestra Advisory Services, LLC BD affiliated | Abbey Street no RAUM | Other | Mar 31, 2022 | Jan 2, 2020 |
| Daniel Patrick Mulheran | Kestra Advisory Services, LLC BD affiliated | Abbey Street no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2020 | Oct 16, 2019 |
| Ben A Clymer | Kestra Advisory Services, LLC BD affiliated | Abbey Street no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2020 | Oct 16, 2019 |
| Robert Alvin Cron | U.S. Bancorp Investments, Inc. BD affiliated | Abbey Street independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2019 | Jan 2, 2026 (2226 d) |
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7 moves match.