DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Truclarity Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Matthew Swierkowski | Park Avenue Securities LLC BD affiliated | Truclarity Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Mar 16, 2022 |
| Nicholas James Murphy | RBC Capital Markets, LLC national BD | Truclarity Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Sep 17, 2021 |
| Christine Diane Fusare | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Truclarity Wealth Advisors independent RIA | Wirehouse to independent RIA | Jun 21, 2021 | Jun 18, 2021 |
| Chad W Goodchild | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Truclarity Wealth Advisors independent RIA | Wirehouse to independent RIA | Jun 21, 2021 | Jun 18, 2021 |
| Jacob William Schlicht | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Truclarity Wealth Advisors independent RIA | Wirehouse to independent RIA | Jun 21, 2021 | Jun 18, 2021 |
| Devyn Amber Little | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Truclarity Wealth Advisors independent RIA | Wirehouse to independent RIA | Jun 21, 2021 | Jun 18, 2021 |
| Matthew Samuel Chester | RBC Capital Markets, LLC national BD | Truclarity Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 18, 2021 |
| Corey M Ernisse | Northwestern Mutual Investment Services,LLC no RAUM | Truclarity Wealth Advisors independent RIA | Other | Aug 19, 2020 | Jan 26, 2022 (525 d) |
| Anne B. Johnston | UBS Financial Services Inc. wirehouse | Truclarity Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 21, 2019 | Sep 30, 2019 |
| Nathan David Stoker | UBS Financial Services Inc. wirehouse | Truclarity Wealth Advisors independent RIA | Wirehouse to independent RIA | Oct 8, 2019 | Jun 15, 2023 (1346 d) |
| Danny Allizadeh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Truclarity Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 23, 2019 | Sep 19, 2019 |
| Cary Seth Marger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Truclarity Wealth Advisors no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 23, 2019 | Sep 19, 2019 |
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12 moves match.