DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iam Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Spencer Fried | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Iam Advisory LLC independent RIA | Wirehouse to independent RIA | Mar 2, 2026 | Feb 17, 2026 |
| Richard Sewall Rodman | Investment Advisors Asset Management, LLC independent RIA | Iam Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2020 | Mar 17, 2020 |
| Stephen Kronick | Investment Advisors Asset Management, LLC independent RIA | Iam Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2020 | Mar 10, 2020 |
| Stephen Gerard Gooditis | Investment Advisors Asset Management, LLC independent RIA | Iam Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2020 | Mar 9, 2020 |
| John C Bianchi | Investment Advisors Asset Management, LLC independent RIA | Iam Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2020 | Mar 13, 2020 |
| Ryan Joseph Conlin | Investment Advisors Asset Management, LLC independent RIA | Iam Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2020 | Mar 9, 2020 |
| Joseph Clark Parsons | Investment Advisors Asset Management, LLC independent RIA | Iam Advisory LLC no RAUM | RIA to a newly registered adviser | Jun 30, 2020 | Feb 14, 2020 |
| James August Bartolacci | Osaic Wealth, Inc. BD affiliated | Iam Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 13, 2019 | Mar 11, 2020 (89 d) |
| Jesse Philip Pellegrino | Osaic Wealth, Inc. other | Iam Advisory LLC no RAUM | Other | Apr 26, 2016 | Mar 9, 2020 (1413 d) |
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9 moves match.