DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Platform Technology Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert J TirritoMorgan Stanley wirehousePlatform Technology Partners independent RIAWirehouse to independent RIAMay 1, 2025Apr 24, 2025
Stephen James NicholasJ.P. Morgan Securities LLC wirehousePlatform Technology Partners independent RIAWirehouse to independent RIASep 2, 2022Aug 9, 2022
John James LitkeMML Investors Services, LLC BD affiliatedPlatform Technology Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2021Dec 9, 2025 (1603 d)
Jeffrey FiloneMorgan Stanley wirehousePlatform Technology Partners independent RIAWirehouse to independent RIANov 13, 2019Apr 24, 2020 (163 d)
Matthew Ryan SegalMorgan Stanley wirehousePlatform Technology Partners independent RIAWirehouse to independent RIANov 13, 2019Aug 30, 2021 (656 d)
Patrick Michael Van RotenMorgan Stanley wirehousePlatform Technology Partners independent RIAWirehouse to independent RIADec 31, 2014Apr 30, 2020 (1947 d)
Matthew S ShapiroSanford C. Bernstein & Co., LLC no RAUMPlatform Technology Partners independent RIAOtherMar 13, 2013Apr 24, 2020 (2599 d)
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7 moves match.