DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pathway Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad C Wauschek | Independent Financial Group, LLC independent RIA | Pathway Advisors, LLC state registered | RIA to a state-registered adviser | Feb 3, 2020 | Mar 19, 2025 (1871 d) |
| Michael Ian Dunlap | Independent Financial Group, LLC independent RIA | Pathway Advisors, LLC state registered | RIA to a state-registered adviser | Feb 3, 2020 | Jan 21, 2020 |
| Jeffrey Randall Wiyninger | Independent Financial Group, LLC independent RIA | Pathway Advisors, LLC state registered | RIA to a state-registered adviser | Feb 3, 2020 | Jan 6, 2026 (2164 d) |
| Virginia Jean Leon | Independent Financial Group, LLC BD affiliated | Pathway Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 24, 2018 | Sep 8, 2026 (2968 d) |
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4 moves match.