DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthgen Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer L Doak | Fidelity Personal And Workplace Advisors BD affiliated | Wealthgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | May 22, 2026 (1437 d) |
| Shane Philip Klemcke | Edward Jones national BD | Wealthgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2021 | Jan 15, 2021 |
| Kenneth John Hargreaves | Capital Client Group, Inc. no RAUM | Wealthgen Advisors, LLC independent RIA | Other | Dec 9, 2019 | Jun 15, 2021 (554 d) |
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3 moves match.