DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Midwest Heritage Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Daniel VanceLPL Financial LLC BD affiliatedMidwest Heritage Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2024Mar 15, 2024
Levi CyphersCetera Investment Advisers LLC BD affiliatedMidwest Heritage Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 27, 2023Jan 5, 2024 (39 d)
Casey MalloyPrimerica Advisors national BDMidwest Heritage Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 17, 2022Nov 16, 2022
Zachary L NewbergU.S. Bancorp Investments, Inc. BD affiliatedMidwest Heritage Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIADec 24, 2021Jan 18, 2022
Ryan Patrick MehalovichSecurities America Advisors, Inc. BD affiliatedMidwest Heritage Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2020Nov 8, 2019
Matthew Graham WattersSecurities America Advisors, Inc. BD affiliatedMidwest Heritage Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2020Nov 8, 2019
Page 1 of 1
6 moves match.