DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ironoak Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Philip Seth Matherly | LPL Financial LLC BD affiliated | Ironoak Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2026 | Apr 17, 2026 |
| Christopher Dewitt Hager | LPL Financial LLC BD affiliated | Ironoak Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Oct 3, 2025 |
| Jeffrey Austin Newman | Edward Jones national BD | Ironoak Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2024 | Jun 5, 2024 |
| Lisa Bianculli Hutter | Comerica Securities independent RIA | Ironoak Wealth independent RIA | RIA to RIA | May 4, 2023 | May 2, 2023 |
| Nicholas Alexander Munoz | Stonewater Wealth Management, Inc. independent RIA | Ironoak Wealth independent RIA | RIA to RIA | Mar 23, 2022 | Jan 15, 2020 |
| Tracey Kulpa Brenneise | Stonewater Wealth Management, Inc. independent RIA | Ironoak Wealth independent RIA | RIA to RIA | Mar 23, 2022 | Jun 18, 2020 |
| Michael Allen Harris | Edward Jones national BD | Ironoak Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2020 | Feb 12, 2020 |
| Kelly Ann Mcgrath | Ironclad Strategies LLC unclassified | Ironoak Wealth independent RIA | Other | Jan 21, 2020 | Jan 16, 2020 |
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8 moves match.