DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Forge Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Garrett Webster | Thrivent Investment Management Inc. BD affiliated | Forge Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2026 | Aug 12, 2026 |
| Charlotte Nanette Williams | Osaic Fs, Inc. other | Forge Financial no RAUM | Other | Jun 27, 2013 | Jan 15, 2020 (2393 d) |
| John Barry Dotson | Osaic Fs, Inc. other | Forge Financial no RAUM | Other | Jun 27, 2013 | Jan 15, 2020 (2393 d) |
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3 moves match.