DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Axiom Financial Strategies Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cullen Byrne Ebert | Raymond James Financial Services Advisors, Inc BD affiliated | Axiom Financial Strategies Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | Jun 20, 2025 |
| David Vaughan Scott | Wells Fargo Advisors wirehouse | Axiom Financial Strategies Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 3, 2020 | Feb 27, 2020 |
| Gloria Jean Bommarrito | Wells Fargo Advisors wirehouse | Axiom Financial Strategies Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 28, 2020 | Apr 3, 2020 (35 d) |
| Rebecca Michelle Konkle | Wells Fargo Advisors wirehouse | Axiom Financial Strategies Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 28, 2020 | Feb 24, 2020 |
| Sarah P Black | Wells Fargo Advisors wirehouse | Axiom Financial Strategies Group, LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 25, 2019 | Feb 24, 2020 (395 d) |
Page 1 of 1
5 moves match.