DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gettings Busch Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Pierce E RoeCharles Schwab & Co., Inc. national BDGettings Busch Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2026Mar 27, 2026
Chad GiffordMML Investors Services, LLC BD affiliatedGettings Busch Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2025Feb 6, 2025
Austin Joseph CritesGoelzer Investment Management independent RIAGettings Busch Wealth Management independent RIARIA to RIAOct 6, 2020Jun 11, 2020
William Paul GettingsCreative Financial Designs, Inc. BD affiliatedGettings Busch Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2019Feb 1, 2020 (32 d)
James Thomas MacdonaldCreative Financial Designs, Inc. BD affiliatedGettings Busch Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2019Jan 2, 2020
William J CardwellCreative Financial Designs, Inc. BD affiliatedGettings Busch Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2019Jan 2, 2020
Scott Charles BuschCreative Financial Designs, Inc. BD affiliatedGettings Busch Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2019Jan 2, 2020
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7 moves match.